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Research/ATS Report
Q1 2026FINRA Rule 455216.7M Records

State of ATS Markets
Q1 2026

Sapinover's venue-intelligence platform tracks 16.7 million FINRA issue-level records across 108 weeks and 35 venues, covering nearly one trillion shares of NMS equity volume. This report is the Q1 2026 extract. Every figure is sourced from FINRA Rule 4552 weekly transparency data.

Published April 2026Sapinover LLCData through w/e Mar 20, 2026

01 / Platform Scale

16.7M
Issue-Level Records
Per-symbol, per-venue, per-week, per-tier
993.9B
Shares Tracked
All-time NMS equity volume
11.6B
Trades Tracked
All-time across all venues
108
Weeks of History
March 2024 through March 2026
35
Venues tracked
Across the FINRA ATS universe
2 years
Coverage window
Continuous weekly ingestion
T1 + T2
Dual-tier NMS
S&P 500/R1000 + remaining NMS
1.97M
Q1 2026 records
Issue-level data, this quarter alone

02 / Q1 2026 ATS Rankings

12 weeks ending March 20, 2026. 10 of 12 weeks with complete Tier 1 + Tier 2 coverage. 144 billion shares. 1.68 billion trades. 36 venues reporting.

Blue Ocean ATS highlighted at #11 with 3.22% market share.

#ATSMPIDT1 SharesT2 SharesTotalShare %
1Intelligent CrossINCR14.32B10.61B24.93B17.31%
2UBS ATSUBSA11.26B7.30B18.56B12.89%
3Level ATSEBXL7.11B4.59B11.69B8.12%
4Goldman Sachs SIGMA X2SGMT6.24B4.04B10.28B7.14%
5Instinct XMLIX4.97B3.85B8.82B6.12%
6MS Trajectory Cross (ATS-1)MSTX4.67B3.16B7.83B5.44%
7MS Pool (ATS-4)MSPL3.75B3.13B6.88B4.78%
8BIDS ATSBIDS3.89B2.50B6.40B4.44%
9PureStreamPURE3.46B1.74B5.20B3.61%
10OneChronosCGXS3.18B1.74B4.92B3.42%
11Blue Ocean ATSBLUE0.72B3.91B4.63B3.22%
12JPM-XJPMX2.81B1.75B4.56B3.16%
13Virtu MatchIt ATSKCGM2.40B2.12B4.52B3.13%
14IBKR ATSIATS1.66B2.56B4.22B2.93%
15The Barclays ATSLATS2.20B1.46B3.66B2.54%
16POSITITGP1.51B1.30B2.81B1.95%
17JPB-XJPBX1.75B1.03B2.78B1.93%
18CrossStreamXSTM1.09B1.26B2.35B1.63%
19CBXICBX1.01B0.85B1.86B1.29%
20Citi-ONE ATSONEC0.86B0.54B1.40B0.97%

Source: FINRA Rule 4552 weekly ATS transparency data, Sapinover analysis. Q1 2026, 12 weeks ending Mar 20. T1 = NMS Tier 1 (S&P 500 / Russell 1000). T2 = NMS Tier 2 (remaining NMS stocks). Market share = venue total shares / universe total.

03 / Biggest Movers: Q4 2025 to Q1 2026

Quarter-over-quarter share change. Positive = gained market share vs Q4 2025. Negative = lost share. Delta is in percentage points of total ATS volume.

Gaining Share

ATSQ4 %Q1 %Delta
Intelligent Cross16.23%17.31%+1.08
Blue Ocean ATS2.62%3.22%+0.60
OneChronos2.90%3.42%+0.52
PureStream3.44%3.61%+0.17
BIDS ATS4.28%4.44%+0.16
Bruce ATS0.04%0.19%+0.15
Moon ATS0.03%0.18%+0.15

Source: FINRA Rule 4552. Q4 = Oct-Dec 2025, Q1 = Jan-Mar 2026.

Losing Share

ATSQ4 %Q1 %Delta
Instinct X6.85%6.12%-0.73
The Barclays ATS3.10%2.54%-0.56
IBKR ATS3.32%2.93%-0.40
JPM-X3.53%3.16%-0.36
CrossStream1.95%1.63%-0.32
Goldman Sachs SIGMA X27.43%7.14%-0.29
Liquidnet H2O0.53%0.27%-0.27

Source: FINRA Rule 4552. Delta = Q1 share % minus Q4 share %.

Key Takeaway

Intelligent Cross extended its lead by +1.08 percentage points, the largest single-venue gain in Q1. Blue Ocean ATS gained +0.60 points (from 2.62% to 3.22%), moving from #14 to #11. All three overnight venues (Blue Ocean, Bruce, Moon) gained share QoQ. The largest decliners were Instinct X (-0.73), Barclays ATS (-0.56), and IBKR ATS (-0.40).

04 / Reg ATS-N Filing Activity: Q1 2026

SEC Form ATS-N filings tracked in Q1 2026. Filing types: UA (updating amendment), MA (material amendment), OFA (order flow attribution), CA (correcting amendment). 15 venues filed a total of 40+ amendments during the quarter.

VenueFilingsTypes FiledNotable
Liquidnet Negotiation ATS7CA, MA, UAMost active filer in Q1
JPM-X6CA, MA, UAMultiple correcting amendments
Blue Ocean ATS6CA, MA, OFA, UAContinued monthly OFA cycle
Intelligent Cross4MA, OFA, UAOFA filed Mar 5
Level ATS3CA, MA, UAMaterial amendment Feb 20
Admiral ATS2UANew/emerging venue, 2 updates
ALPHAX US2MA, UAMaterial amendment Feb 20
Bruce ATS2CACorrecting amendments only
IBKR ATS2MA, UAMaterial + updating amendments
OTC Link ATS2MA, UA
CODA1UAFinal filing before Mar 20 cessation
BIDS ATS1MAMaterial amendment Mar 12
OneChronos1MAMaterial amendment Feb 13
POSIT1UAUpdating amendment Feb 11
Goldman Sachs SIGMA X21MAMaterial amendment

Source: SEC EDGAR filing_registry via Sapinover venue-intelligence platform. Q1 2026. ATS-N/UA = updating amendment, ATS-N/MA = material amendment, ATS-N/OFA = order flow attribution, ATS-N/CA = correcting amendment.

Material Amendments (MA)

Material amendments indicate substantive operational changes: modifications to order types, subscriber categories, fee structures, or matching methodology. JPM-X, OneChronos, BIDS ATS, and Level ATS all filed material amendments in Q1, signaling active venue evolution. Blue Ocean filed both MA and OFA amendments.

CODA Cessation

CODA Markets filed a final UA on Feb 6 before its ATS-N-C cessation notice effective March 20, 2026. CODA operated as a regular-hours size-discovery and block-auction ATS, not as an overnight venue. Its exit leaves the block/call-auction segment of the ATS landscape with fewer options; the overnight ATS universe (Blue Ocean, Bruce, Moon) is unaffected.

05 / Tier Composition

Most ATSs run 60-65% Tier 1 because institutional flow concentrates in large-cap names. Three venues break this pattern entirely, running 70-84% Tier 2.

ATST1 %T2 %T2 SharesPattern
Intelligent Cross (#1)57%43%10.61BBalanced
UBS ATS (#2)61%39%7.30BT1-leaning
BIDS ATS (#8)61%39%2.50BT1-leaning
CrossStream (#18)46%54%1.26BT2-leaning
Blue Ocean ATS (#11)16%84%3.91BT2-dominant
Bruce ATS (#30)29%71%192MT2-dominant
Moon ATS (#31)16%84%213MT2-dominant

Source: FINRA Rule 4552. Q1 2026. All three overnight-session venues show T2-dominant composition, reflecting smaller-cap and non-index name activity outside regular trading hours.

84%
Blue Ocean T2 Share
3.91B of 4.63B shares are non-S&P 500
#11
Q1 2026 Rank
Among all 36 reporting ATSs
37.5M
Q1 Trades
Blue Ocean trade count, 12 weeks

06 / Overnight Venues

Three registered ATSs operate a continuous overnight session in US equities: Blue Ocean, Bruce Markets, and Moon ATS (OTC Link). CODA Markets, listed elsewhere in this report, operated as a regular-hours size-discovery and block-auction venue and did not participate in overnight trading.

VenueMPIDQ1 SharesQ1 TradesShare %Rank
Blue Ocean ATSBLUE4.63B37.5M3.22%#11
Bruce ATSBOSS270M3.5M0.19%#30
Moon ATSMOON255M2.6M0.18%#31

Source: FINRA Rule 4552. Combined 3-venue share: ~3.59% of total Q1 ATS volume. Blue Ocean commands ~90% of 3-venue overnight ATS share.

07 / Q1 Data Completeness

FINRA publishes Tier 1 data approximately 2 weeks after trade date and Tier 2 approximately 4 weeks after. Q1 2026 currently has 10 of 12 weeks with complete dual-tier coverage.

Week EndingT1 VenuesT2 VenuesStatus
Jan 2, 20263332Complete
Jan 93332Complete
Jan 163332Complete
Jan 233332Complete
Jan 303332Complete
Feb 63332Complete
Feb 133432Complete
Feb 203532Complete
Feb 273532Complete
Mar 63532Complete
Mar 1333--T2 pending from FINRA
Mar 2033--T2 pending from FINRA

Source: FINRA Rule 4552. T2 for Mar 13 and Mar 20 not yet published by FINRA as of report date. Rankings on this page reflect all available data.

08 / The Full Field: Venues 21-36

The long tail includes block negotiation venues, overnight ATSs, and specialty platforms.

#ATSMPIDQ1 SharesShare %
21BNPP CORTEX ATSBNPX1.05B0.73%
22DealerWebDLTA631M0.44%
23MS RPool (ATS-6)MSRP558M0.39%
24Instinet BlockCrossBLKX485M0.34%
25Liquidnet NegotiationLQNA458M0.32%
26Liquidnet H2OLQNA383M0.27%
27ALPHAX USALPX290M0.20%
28CODA (ceased Mar 20)CODA284M0.20%
29OTC Link ATSOTCX280M0.19%
30Bruce ATSBOSS270M0.19%
31Moon ATSMOON255M0.18%
32Liquidnet NegotiationLQNT230M0.16%
33NYSE ArcaARCA141M0.10%
34LuminexLMNX122M0.08%
35IBKR EOS ATSIEOS119M0.08%
36Stifel XSTFX29M0.02%

Source: FINRA Rule 4552. Q1 2026. Combined tail (venues 21-36) = ~4.89% of total ATS volume.

09 / Methodology

Data Source

All data in this report is sourced from FINRA Rule 4552 weekly ATS transparency statistics. FINRA requires each ATS to report weekly share volume and trade count by NMS tier for every symbol traded. Sapinover ingests this data programmatically and maintains a continuous historical record spanning March 2024 to present.

Rankings

Market share is calculated as each venue's total shares divided by the universe total for the stated period. Q1 2026 rankings use all 12 available weeks. Rankings are by share volume. FINRA publishes Tier 1 approximately 2 weeks after trade date and Tier 2 approximately 4 weeks after. Rankings computed on weeks missing T2 will undercount venues with high T2 share.

NMS Tiers

Tier 1 (T1) covers S&P 500 and Russell 1000 constituents. Tier 2 (T2) covers remaining NMS stocks. Most institutional ATSs run 60-65% T1. Overnight venues show the inverse pattern (70-84% T2), reflecting the overnight session's role in non-index name activity driven by earnings, catalysts, and global events.

Disclaimer

This report is produced by Sapinover LLC for informational purposes only. It does not constitute investment advice, a recommendation to buy or sell any security, or a solicitation of any investment product. All figures are derived from FINRA's public ATS transparency data. No figures are estimated or extrapolated.

16.7 Million Records. 108 Weeks. 35 Venues.

Access live ATS rankings, T1/T2 trend analysis, and per-symbol venue breakdowns on the Sapinover platform.